Quebec's Complaint Reporting System - Reminder of semi-annual filings for registrants in Quebec

Posted on January 25, 2012

Alix d’Anglejan-Chatillon

Québec’s financial services regulator, the Autorité des marchés financiers (AMF), has issued a reminder that firms registered or otherwise licensed by the AMF in Québec, including as securities dealers or advisers, must file their semi-annual report of client complaints on the AMF’s Complaint Reporting System (CRS) by January 30 covering the period of July 1 to December 31.  The next semi-annual filing must be completed no later than July 30 for the January 1-June 30 period.

These semi-annual filings must be completed electronically on the AMF’s CRS. For information on obtaining a CRS user code to access the system and other information on applicable requirements governing the fair and equitable handling of complaints under the Quebec rules, please refer to the CRS link above. 

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