Registration rule exemptions for SRO members adopted by CSA

Posted on November 25, 2011

The Canadian Securities Administrators today announced the adoption of amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its Companion Policy related to exemptions for SRO members. A draft proposed version of the amendments was published in May and the final amendments are substantially similar to the earlier version. Assuming that ministerial approvals are received, the amendments will come into force on February 28, 2012.

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