IIROC proposes amendments to simplify the Equity Margin Project

Posted on May 1, 2009

IIROC recently published for comment proposed amendments (Proposed Amendments) to Dealer Member Rule 100.2(f).  The Proposed Amendments are to those amendments proposed by IIROC under the Equity Margin Project (the Main Proposal), which are currently being reviewed by the securities commissions.  The Proposed Amendments are intended to simplify a number of processes for IIROC staff and Dealer Members regarding the implementation and ongoing support of the Equity Margin Project's new methodology for margining equity securities.  Comments on the Proposed Amendments will be accepted by IIROC until June 30, 2009.

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