CSA release 2008 enforcement report

On January 29, the Canadian Securities Administrators (CSA) released their 2008 report on enforcement activities. CSA members commenced 215 proceedings in 2008 involving 279 individuals and 137 companies. Meanwhile, the CSA concluded 123 cases, involving 193 individuals and 129 companies. These cases resulted in fines, administrative penalties and cost awards of about $14 million.

Trackbacks (0) Links to blogs that reference this article Trackback URL
http://www.canadiansecuritieslaw.com/admin/trackback/194003
Comments (0) Read through and enter the discussion with the form at the end
Post A Comment / Question Use this form to add a comment to this entry.







Remember personal info?
Send To A Friend Use this form to send this entry to a friend via email.