BCSC amendments to OTC investment dealers in BC

Posted on October 16, 2008

In June, the BCSC imposed Conditions of Registration for B.C. investment dealers that trade in securities of over-the-counter (OTC) issuers through a B.C. office. Investment dealers that trade in American OTC markets must complete and file Form B, which records the information required under the conditions, within 30 days of the end of each calendar quarter.

The conditions expire on December 31, 2011.

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