Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules

Posted on September 8, 2008

On August 12, 2008, the Minister of Finance approved amendments to NI 21-101 and NI 23-101, which are set to come into force on September 12, 2008. As described in our earlier post, the CSA initially approved amendments to NI 21-101 Marketplace Operation (NI 21-101) and NI 23-101 Trading Rules (NI 23-101) in June 2008 to deal mostly with the best execution obligation of dealers and advisers.  An unofficial consolidation of the amendments can be found here.

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